Praca: Compliance Officer
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Compliance Officer
Warszawa, Śródmieście
Job description
- KYC and documents validation,
- Performing day-to-day reviews and inspections of Marketing Materials; ongoing monitoring,
- Development and continuous monitoring of compliance programs in relation to companys affiliates, review of affiliates marketing activities,
- Regular reports to Head of Compliance
- High level client support
- Cooperation on a new products development
- To be fully responsible in all compliance matters, ensuring compliance with the relevant law and regulatory requirements
Requirements
- Bachelor or Master degree in economic / finance
- Fluent English / Polish
- Understanding EU AML legislation Understanding of MiFID and other EU regulations in relation to the provision of MiFID investment and ancillary services
- Readiness to successfully sit the CySEC exam within coming 6 months
- Soft skills in communication with the account managers regarding client documents’ assessment and requests for additional documents/information
- Ability to work with big volume of requests
- Ability to find relevant information on CySEC and ESMA web-sites
- Assistance with the counterparties request on Due Diligence of the Company
- Assistance with the provision of information / documents during regulatory bodies, auditors and other audits regarding Company’s activities
We offer
- Competitive level of salary
- Interesting tasks and projects in dynamic environment of fast growing business
- Professional development and work in a Team of experts